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Trade Surveillance Professional, China-Hong Kong
Trade Surveillance Professional
Company: Ambition  
Location:   China-Hong Kong  
Remuneration:   Highly Competitive Salary Package  
Position Type:   Permanent  
Employment type:   Full time  
Updated:   19 Nov 2009  
eFC Ref no:   587638  
 
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Surveillance focused Core Compliance role with a leading International Bank

  • International Bank
  • Expanding Business
  • Highly Competitive Salary Package

Our client, a leading international bank with a well established regional presence, is currently looking to recruit an experienced Compliance professional for their Core Compliance team to focus on Trade Surveillance and Compliance Projects.

As a senior team member, reporting to the Head of Core Compliance, you will be responsible for helping develop the Global Surveillance strategy, reviewing existing Surveillance procedures and leading a small team. Working closely with regional colleagues you will be expected to monitor changes in the regulatory and business environments and adapt the surveillance programmes accordingly. Highlighting and presenting issues to senior management will be a key part of the role.

To qualify, individuals must possess:

  • At least 5 years working in Compliance with experience in surveillance of equity and fixed income sales
  • An in depth knowledge of local and regional rules and regulations for the securities industry
  • An analytical mindset with great influencing and project management skills
  • Excellent verbal and written English communication skills

Contact Mark Moorby on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number FC/MM142802 www.ambition.com.hk

Data provided is for recruitment purposes only

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Contact:
Mark Moorby
Company:
Ambition
Email:
resume@ambition.com.hk
Website:
www.ambition.com.hk
Address:
1202-05 Alexandra House
18 Chater Road
Central
Hong Kong
China
Recruiter Ref:
FC/MM142802

All jobs from Ambition
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