Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individual to be part of a dynamic and growth focused team in the following capacity
COMPLIANCE MANAGER
Key Responsibilities:
Implement comprehensive compliance monitoring programmes to ensure all key aspects of the business operations are covered
Work closely with business units in managing compliance risks by assisting them with the development, maintenance and updating of compliance controls, as well as providing advice on regulatory matters
Organise and conduct periodic compliance reviews to ensure compliance with regulatory and internal requirements
Provide advise and support in licensing related area
Act as liaison and point of contact with the regulatory bodies
Conduct compliance and AML trainings
Requirements
At least 5 years of compliance experience in similar capacity in the financial industry, preferably in a stockbroking environment or with a securities exchange or regulator
Excellent knowledge of SFA, FAA, other relevant MAS regulations and guidelines and the Singapore Exchange Rules
Able to work closely with and advise business units on all regulatory compliance matters
Interested candidates are invited to apply on-line with their full resume, stating current and expected salaries by using the Quick Apply button below or via cover letter with your photograph and resume to:
The Vice President, Human Resources Kim Eng Securities Pte. Ltd. 9 Temasek Boulevard #13- 00 Suntec Tower 2 Singapore 038989
