Responsibilities:

- Assist in the trade surveillance/ monitoring function

- Carry out compliance review of sales and trading function

- Assist in liaising with the SFC on licensing

- Assist in the development of Compliance systems and system development

Requirements:

- Degree in Accounting, Finance or Law (professional qualification an advantage).

- 3 - 5 years’ relevant experience gained in financial institutions, regulatory agency or accounting firm.

- Direct experience in undertaking compliance review and implementing required changes.

- Sound knowledge of SFC code of conducts.

Please forward your current CV in Word Format to penelope@hamiltonchoyce.com