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Director of Compliance & Legal - Brokerage/ Capital Markets, China-Hong Kong
Director of Compliance & Legal - Brokerage/ Capital Markets
Company: Barclay Simpson  
Location:   China-Hong Kong  
Remuneration:   Negotiable & Flexible  
Position Type:   Permanent  
Employment type:   Full time  
Work permit req:   HK or will sponsor  
Updated:   10 Nov 2009  
eFC Ref no:   580724  
 
11000000000000679.GIF


Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong operations of this high-profile start-up. Ideally someone with strong regulator dealings, and capital marlets experience. Based in Hong Kong.

Barclay Simpson is a specialist 'corporate governance' recruitment firm. We are dedicated to recruiting risk, compliance, audit, legal and information security professionals at mid to senior management levels. Having been established since 1989 we have developed an authoritative knowledge of our market allowing our specialist consultants to offer objective guidance to candidates and clients in Europe, Asia Pacific and the Middle East.

Position Title: Director, Head of Compliance & Legal, Hong Kong

Scope to grow: Potential to be Asia Pacific Head of Compliance  & Legal

Salary: Negotiable + Attractive Package

About the firm:

One of the most prestigious firms in the financial services, capital markets and brokerage field is growing it's presence in Asia with itr's regional head quarters in Hong Kong.

The firm have and attracts top talent in each of it's fields of operation, specialising in core products and advisory services within the niche areas of Capital Markets, Agency-Brokerage, Broker-Dealer and Corporate Finance and Restructuring.

The Role & Position:

Seeking a Hong Kong-based, experienced and qualified Lawyer or holding law qualification who is an experienced Compliance Manager.

Person must be able to work independently in a start-up scenario, wiht expeirence of applications for licenses, legal registrations, doucmentation and all aspects of legal and compliance work for a small but rapidly expanding financial services firm within the investment banking, capital markets, brokerage , dealer-broker environment.

Interested parties may come from:

In-house Legal, Broker-Dealers, Investment Banking, Specialist Brokerage, Hedge Funds or Asset Managers and Funds Houses WITH Hong Kong or Greater China experience.

Contact:

Edward Chen

Barclay Simpson Hong Kong

Tel +852 254 62955

Email: ec@barclaysimpson.com

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Contact:
Edward Chen
Company:
Barclay Simpson
Website:
www.barclaysimpson.com
Recruiter Ref:
EC/17516

All jobs from Barclay Simpson
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Save this job