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Jobs and Career Management in the Financial Markets, Banking & Finance
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Compliance Associate
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Tower Research Capital LL...
Salary: Depends on experience
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USA-NY-New York City |
05 Nov |
| Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso... |
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VP- Bank Regulatory Compliance
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Marcus & Associates
Salary: 140-180k with performance...
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USA-NY-New York City |
20 Oct |
| Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac... |
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Director of Equities Compliance
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Howard-Sloan Professional...
Salary: salary plus bonus
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USA-NY-New York City |
16 Oct |
| The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel... |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
25 Nov |
| See job description below |
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Mid Level Hedge Fund Compliance
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Michael Page
Salary: 125,000 -170,000
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USA-CT-Greenwich |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
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Compliance Associate
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Not Disclosed
Salary: competitive
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USA-CT-Greenwich |
19 Nov |
| A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... |
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Compliance Assistant for Broker Dealer and related Registered Investment Advisor
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Not Disclosed
Salary: Full-time Permanent Posit...
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USA-CT-Greenwich |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
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Compliance Officer - Generalist Broker Dealer
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Michael Page
Salary: $80,000 - $120,000
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USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
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Jobs: Compliance / Legal, New York City (31-38 of 38 Jobs)
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