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	Jobs: Compliance / Legal, North America Send me jobs like these:    By email    Compliance / Regulatory, In-house Legal, Other USA, Canada Search within these results Search all jobs Advanced search  1-30 of 57 Jobs Company Location Date Chief Compliance Officer - Global Investment Advisor Capstone Investment Advis... Salary: Salary plus Bonus USA-NY-New York City 20 Nov Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location. Syndication Specialist/Paralegal RBC Salary: competative USA-OH-Cleveland 20 Nov Syndication Specialist Institutional Brokerage Compliance Associate Susquehanna International... Salary: Commensurate with experie... USA-NY-New York City 20 Nov fixed income compliance corporate bonds Fixed Income Compliance Analyst Morgan Stanley Salary: not disclosed USA-NY-White Plains 20 Nov See job description below Alternatives Investment Group and Structured Investments Compliance Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Compliance Assessment - Analyst Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Head of Operations Compliance Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Fixed Income Regulatory Oversight/Surveillance Officer Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Sales and Trading Compliance Strategic Projects Associate Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Head of Interest Rate and Currency Products Compliance Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Private Banking Compliance Officer Credit Suisse Salary: Competitive USA-NY-New York City 20 Nov PB Compliance Officer Investment Compliance Analyst Wellington Management Com... Salary: Competitive USA-MA-Boston 20 Nov Investment Compliance Analyst Compliance Associate Not Disclosed Salary: competitive USA-CT-Greenwich 19 Nov A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... Compliance Officer - PIMCO (Newport Beach, CA) PIMCO Salary: competitive USA 18 Nov TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Compliance Officer... Paralegal PIMCO Salary: DOE USA-CA-Santa Ana 18 Nov Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assisting PIMCO’s a... Compliance Assistant for Broker Dealer and related Registered Investment Advisor Not Disclosed Salary: Full-time Permanent Posit... USA-CT-Greenwich 18 Nov Compliance assistant will assist CCO with all compliance and regulatory matters. Senior Manager Risk Services Michael Page Salary: Base Salary + Bonus Canada-QC-Montreal 18 Nov Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service... Fund Trade Compliance Officer Michael Page Salary: 150,000-200,000 USA-NY-New York City 18 Nov Leading Global Asset Manger is looking to add a mid to senior compliance officer with 4-8 years of experience handling a broa... Attorney PIMCO Salary: DOE USA-CA-Santa Ana 17 Nov PIMCO is a leading institutional money manager with more than $940 billion in assets under management. We are looking for... Compliance Officer - Generalist Broker Dealer Michael Page Salary: $80,000 - $120,000 USA-CT-Greenwich 17 Nov Our client is a U.S. based brokerage firm with a well established global presence. Employment Counsel at International Investment Bank The Compliance Search Gro... Salary: Based on Experience USA-NY-New York City 17 Nov International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters. Derivatives Documentation Negotiator (LEGAL) Deutsche Bank Salary: Exempt USA-FL-Jacksonville 17 Nov **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements** Compliance Officer- Position Reporting AVP Deutsche Bank Salary: competitive/ DOE USA-NY-New York City 17 Nov About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do busines... Compliance Advisory - Bank Regulatory and Corporate Trust Deutsche Bank Salary: competitive/ DOE USA-NY-New York City 17 Nov About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... Compliance- Securities Surveillance and Investigations Analyst Deutsche Bank Salary: competitive/ DOE USA-NY-New York City 17 Nov About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... Attorney / Legal Counsel Lazard Asset Management Salary: Competitive - Commensurat... USA-NY-New York City 17 Nov Lazard Asset Mananagement seeks Attorney to support the Firm's products and activites. Primary focus will be on Alternative... Compliance Administrator Not Disclosed Salary: Competitive / DOE USA-CA-Santa Barbara 17 Nov Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... Accounting Consultant Objective Paradigm Salary: Contract USA-IL-Chicago 16 Nov Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... Compliance Analyst III BNY Mellon Asset Manageme... Salary: negotiable USA-PA-Pittsburgh 16 Nov The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies... Jobs: Compliance / Legal, North America (1-30 of 57 Jobs)   Page   1, 2   Next >