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Jobs: Compliance / Legal, Hong KongChina
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 58 Jobs Company Location Date
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 28 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 27 Nov
Surveillance focused Core Compliance role with a leading International Bank
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 27 Nov
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 27 Nov
Regulatory Analyst
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Regional Compliance Manager
Reed Specialist Recruitme...
Salary: Attractive Salary Package
China-Hong Kong 27 Nov
Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 27 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 27 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
CONTRACT LAWYER - CORPORATE/ BANKING
Taylor Root
Salary: Highly competitive
China-Hong Kong 26 Nov
Leading I-bank seeks an experienced corporate/ finance lawyer to oversee sale of part of their Asian businesses. Working clos...
Legal Assistant - Investment Fund
Taylor Root
Salary: Market rate
China-Hong Kong 26 Nov
Newly formed HK based investment fund now seeks a junior candidate with strong ISDA/funds experience to assist the COO.
Derivative Documentation Specialist
Taylor Root
Salary: Top of market
China-Hong Kong 26 Nov
Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong.
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 26 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 26 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 26 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 26 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 25 Nov
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 25 Nov
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 25 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Jobs: Compliance / Legal, Hong Kong (1-30 of 58 Jobs)