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Senior Manager
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ASIC
Salary: EL 2
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Australia-Melbourne |
26 Nov |
| Improve governance standards and promote market confidence. |
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Compliance Manager - Financial Services Industry
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PricewaterhouseCoopers
Salary: Competitive
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Australia-Melbourne |
24 Nov |
| PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne. |
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Director - Operational Risk, Governance & Compliance
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PricewaterhouseCoopers
Salary: Competitive
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Australia-Melbourne |
24 Nov |
| PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne. |
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Compliance Officer – Controls and AML
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UBS
Salary: Competitive
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Australia-Melbourne |
16 Nov |
| UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t... |
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Regulatory Change Lawyer
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Macquarie
Salary: Information not provided
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Australia-Sydney |
27 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
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AML Operations Manager
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Macquarie
Salary: Information not provided
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Australia-Sydney |
27 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
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VP Compliance – Investment Banking
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Morgan McKinley
Salary: Competitive
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Australia-Sydney |
24 Nov |
| Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com... |
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Risk Manager – Operational Risk
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Profusion Group
Salary: Excellent remuneration ba...
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Australia-Sydney |
24 Nov |
| Fantastic career opportunity
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Country Head of Compliance – Global Investment Bank
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Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
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Australia-Sydney |
20 Nov |
| We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the... |
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Director - Investment Banking Compliance
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Derwent Executive Recruit...
Salary: Circa $200K Package plus...
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Australia-Sydney |
19 Nov |
| Leading Global Investment bank with strong compliance culture & reputation |
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Compliance Officer
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UBS
Salary: Competitive
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Australia-Sydney |
16 Nov |
| UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team. |
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Senior Associate - Corporate
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Robert Walters Australia
Salary: $140- $160 (Competitive S...
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Australia-Sydney |
21 Oct |
| One of Sydney's renowned law firms is looking to hire a Senior Corporate/M&A lawyer to join their small and dynamic practice.... |
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Compliance Director – Fund Management
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Jon Michel Executive Sear...
Salary: Excellent
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Australia-Sydney |
16 Oct |
| Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa... |
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Hong Kong - Business Operational Risk Manager
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Macquarie
Salary: Information not provided
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China-Hong Kong |
27 Nov |
| Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong. |
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Compliance – Equities Sales & Trading
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ALS International
Salary: Attractive
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China-Hong Kong |
27 Nov |
| Our client is a leading international investment bank. |
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AVP/ VP Surveillance
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
27 Nov |
| The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,... |
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Head of Control Room
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
27 Nov |
| Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro... |
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Trade Surveillance Professional
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Ambition
Salary: Highly Competitive Salary...
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China-Hong Kong |
27 Nov |
| Surveillance focused Core Compliance role with a leading International Bank |
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Legal Counsel
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Astus Recruitment
Salary: Negotiable
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China-Hong Kong |
27 Nov |
| Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office. |
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Compliance Officer
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SearchAsia Hong Kong
Salary: Negotiable
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China-Hong Kong |
27 Nov |
| My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance... |
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Regulatory Analyst
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Wellington Management Com...
Salary: Competitive
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China-Hong Kong |
27 Nov |
| Regulatory Analyst |
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VP/AVP Client On-Boarding
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WH Marks Sattin
Salary: Competitive
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China-Hong Kong |
27 Nov |
| Top Tier Ibank looking for motivated individual to drive forward their onboarding team |
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Regional Compliance Manager
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Reed Specialist Recruitme...
Salary: Attractive Salary Package
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China-Hong Kong |
27 Nov |
| Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their... |
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Compliance Head - Corporate Finance, Asset Management, Brokerage
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SearchAsia Hong Kong
Salary: Open
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China-Hong Kong |
27 Nov |
| Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage |
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Head of Legal and Compliance
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SearchAsia Hong Kong
Salary: Open to Discuss
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China-Hong Kong |
27 Nov |
| Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo... |
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CONTRACT LAWYER - CORPORATE/ BANKING
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Taylor Root
Salary: Highly competitive
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China-Hong Kong |
26 Nov |
| Leading I-bank seeks an experienced corporate/ finance lawyer to oversee sale of part of their Asian businesses. Working clos... |
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Legal Assistant - Investment Fund
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Taylor Root
Salary: Market rate
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China-Hong Kong |
26 Nov |
| Newly formed HK based investment fund now seeks a junior candidate with strong ISDA/funds experience to assist the COO. |
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Derivative Documentation Specialist
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Taylor Root
Salary: Top of market
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China-Hong Kong |
26 Nov |
| Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong. |
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Managing Director & RO
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Matthew Hoyle Financial M...
Salary: Excellent remuneration
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China-Hong Kong |
26 Nov |
| Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi... |
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AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
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Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
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China-Hong Kong |
26 Nov |
| Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes... |
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