Careers Home  |   My eFinancialCareers  |   Find a Job  |   Post Resume  |   Search by Company  |   News & Advice  |   Search Resumes  |   Post a Job 
Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center
 
  Job Seekers Sign in / Register Recruiter's Sign-in
Jobs: Compliance / Legal
Send me jobs like these:  Jobs by Email  By email   
Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
Search within these results Search all jobs Advanced search 
 
31-60 of 338 Jobs Company Location Date
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Fixed Income Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Sales and Trading Compliance Strategic Projects Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Head of Interest Rate and Currency Products Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Operational Support & Transfer Pricing Manager - Oil Trading
Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
UK-London 20 Nov
You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o...
Junior Lawyer
ETF Securities
Salary: Competitive + Bonus
UK-London 20 Nov
ETF Securities has an opportunity for a Junior Lawyer to assist in developing the Company’s securities and funds platforms. E...
Compliance Officer with Japanese
Euro London Banking and F...
Salary: Competitive + excellent b...
UK-London 20 Nov
A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex...
Compliance Officer
Euro London Banking and F...
Salary: Competitive + benefits
UK-London 20 Nov
A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex...
Dutch speaking documentation specialist
Euro London Banking and F...
Salary: Competitive
UK-London 20 Nov
The bank’s Global Product Solutions division provides Cash Management products and services to a global client base. To suppo...
Compliance Executive
FK International Financia...
Salary: NEG
Ireland-Dublin 20 Nov
Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance career. You will...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 20 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 20 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 20 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Compliance Manager
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
CORPORATE SECRETARY - DUTCH SPEAKER (M/F)
Robert Half SARL Luxembou...
Salary: N/A
Luxembourg 20 Nov
Already 3 years experience in legal? You speak fluently Dutch, French and English and you would like to find a flexible worki...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
Internal Audit Manager - Dublin South - Perm
CareerCompass
Salary: Basic + package
Ireland-Dublin 20 Nov
Internal Audit Manager required for high profile European company, with headquarters in Dublin South.
VP Corporate Tax Compliance
GRS Group
Salary: £negotiable
UK-London 20 Nov
Senior Tax Compliance and Reporting profession required for our large financial services client based in London
Private Banking Compliance Officer
Credit Suisse
Salary: Competitive
USA-NY-New York City 20 Nov
PB Compliance Officer
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
Risk / Audit Applications Project Manager
Aston Carter
Salary: 50000-60000 plus package
UK-London 20 Nov
Excellent opportunity for someone with a broad technical background to rapidly expand their knowledge of project management,...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 20 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
** TAKEOVER PANEL DISCLOSURES - CONTRACT POSITION **
Law Professionals
Salary: NA
UK-London 20 Nov
Contract with a leading investment bank within the control room handling takeover panel disclosure requirements
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 20 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 20 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 20 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 20 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 20 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 20 Nov
An in-house Legal role with an expanding Legal & Compliance team.
Jobs: Compliance / Legal (31-60 of 338 Jobs)