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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Fixed Income Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Sales and Trading Compliance Strategic Projects Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Head of Interest Rate and Currency Products Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Operational Support & Transfer Pricing Manager - Oil Trading
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Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
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UK-London |
20 Nov |
| You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o... |
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Junior Lawyer
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ETF Securities
Salary: Competitive + Bonus
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UK-London |
20 Nov |
| ETF Securities has an opportunity for a Junior Lawyer to assist in developing the Company’s securities and funds platforms. E... |
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Compliance Officer with Japanese
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Euro London Banking and F...
Salary: Competitive + excellent b...
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UK-London |
20 Nov |
| A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex... |
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Compliance Officer
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Euro London Banking and F...
Salary: Competitive + benefits
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UK-London |
20 Nov |
| A leading Asset Management firm is actively looking for a Compliance Professional to join their team in London. This is an ex... |
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Dutch speaking documentation specialist
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Euro London Banking and F...
Salary: Competitive
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UK-London |
20 Nov |
| The bank’s Global Product Solutions division provides Cash Management products and services to a global client base. To suppo... |
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Compliance Executive
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FK International Financia...
Salary: NEG
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Ireland-Dublin |
20 Nov |
| Working as part of a dynamic team, this is an excellent opportunity to make the next step in your compliance career. You will... |
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Deputy MLRO
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Eames Consulting
Salary: £70,000 - £120,000 + bene...
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UK-London |
20 Nov |
| My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t... |
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Product Governance
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Citifocus
Salary: £Negotiable
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UK-London |
20 Nov |
| Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe... |
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Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
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Not Disclosed
Salary: GBP 50-60k pro rata
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UK-London |
20 Nov |
| Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction... |
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Compliance Manager
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Old Mutual Asset Managers
Salary: Competitive
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UK-London |
20 Nov |
| An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight... |
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CORPORATE SECRETARY - DUTCH SPEAKER (M/F)
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Robert Half SARL Luxembou...
Salary: N/A
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Luxembourg |
20 Nov |
| Already 3 years experience in legal? You speak fluently Dutch, French and English and you would like to find a flexible worki... |
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Senior Group Compliance Manager
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GRS Group
Salary: £75k + bonus & benefits
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UK-London |
20 Nov |
| This leading banking group are looking for a Senior compliance manager to join their group function. |
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Internal Audit Manager - Dublin South - Perm
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CareerCompass
Salary: Basic + package
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Ireland-Dublin |
20 Nov |
| Internal Audit Manager required for high profile European company, with headquarters in Dublin South. |
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VP Corporate Tax Compliance
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GRS Group
Salary: £negotiable
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UK-London |
20 Nov |
| Senior Tax Compliance and Reporting profession required for our large financial services client based in London |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
20 Nov |
| PB Compliance Officer |
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Compliance Consultant
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MandG
Salary: Competitive
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UK-London |
20 Nov |
| M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &... |
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Risk / Audit Applications Project Manager
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Aston Carter
Salary: 50000-60000 plus package
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UK-London |
20 Nov |
| Excellent opportunity for someone with a broad technical background to rapidly expand their knowledge of project management,... |
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AML Compliance Officer
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UBS AG
Salary: Competitive
|
UK-London |
20 Nov |
| An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F... |
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** TAKEOVER PANEL DISCLOSURES - CONTRACT POSITION **
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Law Professionals
Salary: NA
|
UK-London |
20 Nov |
| Contract with a leading investment bank within the control room handling takeover panel disclosure requirements |
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Market Risk Management - Regulatory Risk
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Hudson
Salary: AVP level compensation
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UK-London |
20 Nov |
| World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu... |
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Operational Risk - London and New York
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Hudson
Salary: £££ Competitive
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UK-London |
20 Nov |
| My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with... |
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Actuarial Project Director - Life/Non-Life Actuary
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Hanover Search and Select...
Salary: circa £120,000
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UK-London |
20 Nov |
| * An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority * |
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Internal Audit Manager
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Morgan McKinley
Salary: Negotiable depending on e...
|
China-Hong Kong |
20 Nov |
| Our Client, a Financial Instituition, is looking for
Audit Managers
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Senior Manager - Compliance
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Morgan McKinley
Salary: Competetive
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China-Hong Kong |
20 Nov |
| A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp... |
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AVP/VP - Legal Counsel
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Morgan McKinley
Salary: Competetive
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China-Hong Kong |
20 Nov |
| An in-house Legal role with an expanding Legal & Compliance team. |
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