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Director of Compliance & Legal - Brokerage/ Capital Markets
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Barclay Simpson
Salary: Negotiable & Flexible
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China-Hong Kong |
10 Nov |
| Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o... |
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Director Monitoring and Testing
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The Forum Group
Salary: Base plus bonus
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USA-NY-New York City |
09 Nov |
| Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr... |
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Compliance Officer
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The Forum Group
Salary: Base plus bonus
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USA-NY-New York City |
09 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
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Legal Counsel - Investment Bank ( 2/3 Years + PQE)
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Legal Futures (HK) Limite...
Salary: Above Market
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China-Hong Kong |
06 Nov |
| Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional lawyer for the... |
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Investment Guidelines Manager
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ConinghamLee Ltd
Salary: £75-100k
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UK-London |
06 Nov |
| This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career |
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Compliance - Asset Management
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Legal Futures (HK) Limite...
Salary: Above Market
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China-Hong Kong |
06 Nov |
| Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon... |
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Compliance Associate
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Tower Research Capital LL...
Salary: Depends on experience
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USA-NY-New York City |
05 Nov |
| Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso... |
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Compliance Monitoring Officer
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Hudson
Salary: 200 per day
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UK-London |
05 Nov |
| Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for... |
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Sr. Business Leader, Revenue Systems
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Visa
Salary: Competitive
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USA-CA-San Mateo |
04 Nov |
| The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an... |
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Business Leader, Client Incentives
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Visa
Salary: Competitive
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USA-CA-San Mateo |
04 Nov |
| Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr... |
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Compliance Manager
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Kim Eng Securities Pte. L...
Salary: Competitive
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Singapore |
03 Nov |
| Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individu... |
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L-1109-1444 Compliance Manager, VP - Private Banking >5PQE
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Recruit Legal
Salary: Attractive
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Singapore |
03 Nov |
| Our client is a top tiered private bank which is often regarded as the best in their industry. Due to continued business grow... |
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AVP - Compliance Officer
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Hamilton Choyce
Salary: Competitive
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China-Hong Kong |
03 Nov |
| Our client, a world leading brokerage firm is currently looking for an Assistant Vice President Compliance Officer to join th... |
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Anti-Money Laundering Analyst
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
02 Nov |
| A top-tier international bank is looking for a strong candidate for the role of Anti-Money Laundering Analyst to join their T... |
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Compliance Officer, Asset Management
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
02 Nov |
| The individual will report to the Managing Director & Chief Compliance Officer, and is expected to assist the Chief Complianc... |
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Vice-President, Risk & Compliance (European Funds Giant)
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Talent 2 International -...
Salary: -
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Singapore |
30 Oct |
| • Join a leading European Funds business moving into Asia
• Green-field opportunity to help set build a regional complia... |
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Compliance &Ops Risk Officer
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Hudson
Salary: £60000 + car allowance
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UK-London |
29 Oct |
| Our client is a recognised wholesale bank with a high-market profile. The wholesale banking team are looking for an experienc... |
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Compliance and Operational Risk Manager
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Hamilton Choyce
Salary: Excellent Remuneration Pa...
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China-Hong Kong |
27 Oct |
| The Compliance and Operational Risk Manager will work across the Asia Pacific region supporting the Corporate and Investment... |
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compliance officer - wholesale
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AJILON (formerly JONATHAN...
Salary: c£70k
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UK-London |
23 Oct |
| You will play a pivotal role in developing/strengthening the existing compliance function with strong interaction with front... |
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VP- Bank Regulatory Compliance
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Marcus & Associates
Salary: 140-180k with performance...
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USA-NY-New York City |
20 Oct |
| Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac... |
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Director of Equities Compliance
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Howard-Sloan Professional...
Salary: salary plus bonus
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USA-NY-New York City |
16 Oct |
| The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel... |
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Credit Analyst
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DNA Search and Selection
Salary: Excellent plus superb bon...
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USA-TX-Houston |
15 Oct |
| My client a top tier investment bank and trading company are currently expanding their global operations and seek a middle o... |
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*Temporary In-House Counsel*Hong Kong
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Laurence Simons
Salary: Competitive
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China-Hong Kong |
15 Oct |
| Our client is a leading Wealth Manager serving high net worth clients worldwide. They provide international and private banki... |
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Senior Master Agreement Negotiator
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Not Disclosed
Salary: In line with market
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UK-London |
14 Oct |
| Our client is a major international investment bank with a growing presence in London. As part of a wider drive to bolster th... |
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Head of Compliance
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Mackenzie Executive Searc...
Salary: Market Rate
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Saudi Arabia-Riyadh |
11 Oct |
| We are looking for a compliance professional to establish the compliance function for the Saudi branch of a global financial... |
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Compliance Manager (One year contract)
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PeopleSearch Pte Ltd
Salary: $8,000 - $10,000
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Singapore |
05 Oct |
| Our client is looking for AVP, Compliance.
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Test & Vacancy Only
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Not Disclosed
Salary: Salary description goes h...
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Bangladesh |
28 Sep |
| Job summary field.
This is just a test job. Please do not apply. |
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Business Compliance, Consumer banking
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PeopleSearch Pte Ltd
Salary: Open
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Singapore |
26 Sep |
| Seeking for senior candidates with strong compliance background. |
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Compliance officer
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Recruit Legal
Salary: 3.5k
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Singapore |
18 Sep |
| Compliance officer |
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AVP - Legal Counsel - Securities/Banking (Sing) >5 PQE
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Recruit Legal
Salary: Competitive
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Singapore |
18 Sep |
| Our client is a global financial services conglomerate. There is a new opportunity for a Legal Counsel (AVP level) to join th... |
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