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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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241-270 of 346 Jobs Company Location Date
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
USA-CA-Los Angeles 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Compliance Consultant Monitoring & Testing
Northern Trust
Salary: Competitive
UK-London 16 Nov
This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing P...
Compliance Consultant
Carnegie Consulting
Salary: competitive
UK-London 16 Nov
A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia...
Company Secretary – Luxembourg
Euro London Banking and F...
Salary: Competitive
Luxembourg 16 Nov
An award winning International Investment solutions provider is looking for a Company secretary to join their Luxembourg offi...
Senior Underwriter Opportunity – Gloucester
Royal Bank of Scotland
Salary: Competitive
UK-South West 16 Nov
NIG in Gloucester is a specialist agricultural underwriting unit.
Statutory Reporting Manager
Royal Bank of Scotland
Salary: Competitive
UK-Edinburgh 16 Nov
An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic...
Fraud Strategy manager
Royal Bank of Scotland
Salary: £packages to attract the...
UK-London 16 Nov
How would you like to be part of one of the most exciting business areas within RBS right now?
Compliance Professional
Bloomberg
Salary: Competitive
Singapore 16 Nov
Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office.
Hedge Fund Operational Professional
Investigo Banking and Fin...
Salary: £80,000 - £150,000
UK-London 15 Nov
Our client is leading in the field with regard to hedge fund operational due diligence and is looking to double its office i...
Compliance Manager
Commodity Appointments Lt...
Salary: Negotiable
UK-South West 14 Nov
Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva
Product Controller, counterparty credit
Huxley Associates
Salary: $ 150+
USA-NY-New York City 13 Nov
Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie...
Compliance Officer
Robert Half International
Salary: Base and Bonus
USA-NY-New York City 13 Nov
Compliance Officer-Asset Management-40 ACT
Investment Compliance Officer (m/f)
Credit Suisse Asset Manag...
Salary: An attractive salary pack...
Luxembourg 13 Nov
For our expanding Fund Administration Platform in Luxembourg, we are looking for an Investment Compliance Officer (m/f)
AVP - Compliance Surveillance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



Department: Compliance. Moody's Compliance Department operates globally a...
AVP Compliance - Technology
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



The Role The AVP Compliance Officer will work for an entity operating in...
ECM/DCM Compliance Advisor
Badenoch & Clark
Salary: £0-40000
UK-London 12 Nov
Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level.
Director Regulatory Compliance
The Forum Group
Salary: Base salary, bonus and be...
USA-NY-New York City 11 Nov
Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat...
Fixed Income Compliance Officer - Investment Management - London
Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
UK-London 11 Nov
A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo...
Head of Client Onboarding - London - Investment Bank
Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
UK-London 11 Nov
A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office.
AVP - Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 11 Nov


Responsibilities



Department: Moody's compliance function operates globally to provide comp...
Associate Counsel - Hedge Fund
Robert Half Legal
Salary: 150000+
USA-NY-New York City 10 Nov
Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize in the placeme...
Paralegal/Transactional Documentation Negotiator
Barclays Global Investors...
Salary: Market Competitive
USA-CA-San Francisco 10 Nov
The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu...
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
USA-NY-New York City 10 Nov
This job is located in Bermuda
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
UK-London 10 Nov
This job is located in Bermuda
Legal & Compliance Manager
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 10 Nov
Well-established financial institution looking for the following:
Director, Legal
Barclay Simpson
Salary: Negotiable
China-Hong Kong 10 Nov
Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they...
Jobs: Compliance / Legal (241-270 of 346 Jobs)