 |
|
|
Compliance Manager
|
Commodity Appointments Lt...
Salary: Negotiable
|
UK-South West |
14 Nov |
| Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva |
|
|
Project/Programme Manager - Sanctions - Retail Banking
|
Aston Carter
Salary: Market Rate
|
UK-London |
14 Nov |
| Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin... |
|
|
Product Controller, counterparty credit
|
Huxley Associates
Salary: $ 150+
|
USA-NY-New York City |
13 Nov |
| Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie... |
|
|
Compliance Officer
|
Robert Half International
Salary: Base and Bonus
|
USA-NY-New York City |
13 Nov |
| Compliance Officer-Asset Management-40 ACT |
|
|
Accouting/Compliance/Credit Opportunities
|
APA International Placeme...
Salary: to $80K
|
USA-NY-New York City |
13 Nov |
| **PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM** |
|
|
Paralegal
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
13 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
|
|
|
Equity Derivatives Lawyer
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
13 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
|
|
Investment Compliance Officer (m/f)
|
Credit Suisse Asset Manag...
Salary: An attractive salary pack...
|
Luxembourg |
13 Nov |
| For our expanding Fund Administration Platform in Luxembourg, we are looking for an Investment Compliance Officer (m/f)
|
|
|
Equity Derivatives Compliance Officer - Senior Manager
|
Morgan Stanley
Salary: Competitive
|
UK-London |
13 Nov |
| This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a... |
|
|
Control Group - Surveillance Supervisor
|
Morgan Stanley
Salary: Competitive
|
UK-London |
13 Nov |
| Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London. |
|
|
EMEA Anti-Money Laundering Vice President
|
Morgan Stanley
Salary: Competitive
|
UK-London |
13 Nov |
| The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal... |
|
|
AVP - Compliance Surveillance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
|
|
AVP Compliance - Technology
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
|
|
Compliance - Equity VP
|
Profile Search & Selectio...
Salary: competitive
|
China-Hong Kong |
13 Nov |
| Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E... |
|
|
VP Global Risk & Compliance (6 yrs exp) Hong Kong
|
Hughes Castell (Hong Kong...
Salary: Excellent
|
China-Hong Kong |
13 Nov |
| A leading bank seeks a Risk & Compliance professional to join their team in Hong Kong. |
|
|
Legal Counsel (4-6 yrs pqe) Hong Kong
|
Hughes Castell (Hong Kong...
Salary: Excellent
|
China-Hong Kong |
13 Nov |
| Provide legal support for the Asia-Pacific region for a US-based financial institution. Familiarity with securities finance,... |
|
|
Associate – Compliance Reporting, Financial & Tax Accounting
|
Robert Half Singapore
Salary: Competitive
|
Singapore |
13 Nov |
| An exciting opportunity for an experienced Associate in a well-established bank. |
|
|
Client Onboarding, Associate/VP
|
Morgan McKinley - Tokyo
Salary: Negotiable
|
Japan-Tokyo |
13 Nov |
| Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo |
|
|
Compliance Advisory Specialist
|
GRS Group
Salary: £350 per day
|
UK-London |
12 Nov |
| A leading investment bank requires a Compliance Advisory specialist to provide day to day advice, guidance and support to the... |
|
|
Compliance Consultant
|
MandG
Salary: Competitive
|
UK-London |
12 Nov |
| M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &... |
|
|
ECM/DCM Compliance Advisor
|
Badenoch & Clark
Salary: £0-40000
|
UK-London |
12 Nov |
| Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level. |
|
|
Analyst, Compliance & Ethics
|
Hudson Singapore
Salary: Attractive remuneration
|
Singapore |
12 Nov |
| This position is to provide coordination role to support the VP, World Market as well as support the Compliance & Ethics Mana... |
|
|
Director Regulatory Compliance
|
The Forum Group
Salary: Base salary, bonus and be...
|
USA-NY-New York City |
11 Nov |
| Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat... |
|
|
Fixed Income Compliance Officer - Investment Management - London
|
Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
|
UK-London |
11 Nov |
| A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo... |
|
|
Head of Client Onboarding - London - Investment Bank
|
Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
|
UK-London |
11 Nov |
| A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office. |
|
|
AVP - Compliance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
|
|
Global Markets Administration, Business Risk & Control
|
Capital People
Salary: Competitive
|
Japan-Tokyo |
11 Nov |
| A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo. |
|
|
Legal Assistant - Investment Fund
|
Taylor Root
Salary: Market rate
|
China-Hong Kong |
11 Nov |
| Newly formed HK based investment fund now seeks a junior candidate with strong ISDA/funds experience to assist the COO. |
|
|
Jnr Equities Compliance - Hedge Fund
|
Taylor Root
Salary: Market Rate
|
China-Hong Kong |
11 Nov |
| Premier US based hedge fund with offices located in all of the major global financial hubs now seeks a junior compliance prof... |
|
|
Associate Counsel - Hedge Fund
|
Robert Half Legal
Salary: 150000+
|
USA-NY-New York City |
10 Nov |
| Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize in the placeme... |
|
