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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
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181-210 of 338 Jobs Company Location Date
Wealth Management Lawyer
UBS AG
Salary: Competitive
China-Hong Kong 17 Nov
An exciting opportunity has arisen to join UBS a Lawyer
Compliance Administrator
Not Disclosed
Salary: Competitive / DOE
USA-CA-Santa Barbara 17 Nov
Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille...
Accounting Consultant
Objective Paradigm
Salary: Contract
USA-IL-Chicago 16 Nov
Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in...
Compliance Analyst III
BNY Mellon Asset Manageme...
Salary: negotiable
USA-PA-Pittsburgh 16 Nov
The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies...
Compliance Officer II
BNY Mellon Asset Manageme...
Salary: negotiable
USA-MA-Boston 16 Nov
Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv...
Wrap Accounts/Managed Accounts – Compliance Officer New York
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 16 Nov
The individual will be part of a compliance team that is responsible for supporting the retail Registered Investment Advisers...
Senior Credit Analyst – Global Investment Bank, New York
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 16 Nov
The individual will be responsible for credit analysis and management of a portfolio of client credit relationships, predomin...
Legal Documentation (ISDA) Negotiator – Investment Bank New York
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 16 Nov
This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
Compliance Business Analyst
Michael Page Internationa...
Salary: Competitive Base Salary a...
USA-NY-New York City 16 Nov
Our client is a successful world class leader who is looking for a strong Business Analyst to join the Compliance Business An...
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Equities Advisory Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This leading investment banks seeks a strong Equities compliance officer with experience in Cash, Equity Derivatives and Emer...
Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 16 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
USA-CA-Los Angeles 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Operational Business Risk Manager
Aston Carter
Salary: 75000 plus package
UK-London 16 Nov
Highly visible role requiring someone with proven experience delivering an Operational Risk framework within a retail or inve...
Compliance Consultant Monitoring & Testing
Northern Trust
Salary: Competitive
UK-London 16 Nov
This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing P...
Compliance Consultant
Carnegie Consulting
Salary: competitive
UK-London 16 Nov
A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia...
Mid Level Hedge Fund Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Greenwich 16 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 16 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Company Secretary – Luxembourg
Euro London Banking and F...
Salary: Competitive
Luxembourg 16 Nov
An award winning International Investment solutions provider is looking for a Company secretary to join their Luxembourg offi...
Senior Underwriter Opportunity – Gloucester
Royal Bank of Scotland
Salary: Competitive
UK-South West 16 Nov
NIG in Gloucester is a specialist agricultural underwriting unit.
Statutory Reporting Manager
Royal Bank of Scotland
Salary: Competitive
UK-Edinburgh 16 Nov
An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic...
Fraud Strategy manager
Royal Bank of Scotland
Salary: £packages to attract the...
UK-London 16 Nov
How would you like to be part of one of the most exciting business areas within RBS right now?
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 16 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Compliance Manager
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 16 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 16 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Compliance Professional
Bloomberg
Salary: Competitive
Singapore 16 Nov
Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office.
Hedge Fund Operational Professional
Investigo Banking and Fin...
Salary: £80,000 - £150,000
UK-London 15 Nov
Our client is leading in the field with regard to hedge fund operational due diligence and is looking to double its office i...
Jobs: Compliance / Legal (181-210 of 338 Jobs)