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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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31-60 of 339 Jobs Company Location Date
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 24 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
Senior Legal Counsel(International financing) - EFNC/20240/EZ
Hudson - China
Salary: Competitive
China-Shenzhen 23 Nov
Our client is an international telecommunication company who is looking for legal talent of international financing. Job loc...
Broker Dealer Compliance Officer
Michael Page
Salary: 120,000 - 250,000
USA-NY-New York City 23 Nov
Leading Global Bank/Broker-Dealer is looking for a mid to senior level compliance officer. The candidate should be proficient...
Mid Level Hedge Fund Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Greenwich 23 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...
Juriste dans l'équipe Master Agreements (H/F)
CALYON
Salary: Competitive
France-Paris 23 Nov
Juriste dans l'équipe Master Agreements (H/F)
Derivatives Documentation Negotiator (LEGAL)
Deutsche Bank
Salary: Exempt
USA-FL-Jacksonville 23 Nov
**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
Compliance Officer- Position Reporting AVP
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 23 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do busines...
Compliance Advisory - Bank Regulatory and Corporate Trust
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 23 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’...
Compliance- Securities Surveillance and Investigations Analyst
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 23 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W...
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 23 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 23 Nov
Syndication Specialist
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 23 Nov
fixed income compliance corporate bonds
Equity Derivatives Lawyer
Société Générale - US
Salary: Commensurate with experie...
USA-NY-New York City 23 Nov
The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
Paralegal
Société Générale - US
Salary: Commensurate with experie...
USA-NY-New York City 23 Nov
The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
Compliance Officer - PIMCO (Newport Beach, CA)
PIMCO
Salary: competitive
USA 23 Nov
TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Compliance Officer...
Paralegal
PIMCO
Salary: DOE
USA-CA-Santa Ana 23 Nov
Pacific Investment Management Company (“PIMCO”) is looking for an Individual that will be responsible for assisting PIMCO’s a...
Attorney
PIMCO
Salary: DOE
USA-CA-Santa Ana 23 Nov
PIMCO is a leading institutional money manager with more than $940 billion in assets under management. We are looking for...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 23 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 23 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 23 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Jobs: Compliance / Legal (31-60 of 339 Jobs)