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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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31-60 of 339 Jobs Company Location Date
Risk Manager - Legal Operations
Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
UK-London 18 Nov
This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv...
Senior Manager, Capital Planning, Group Treasury
Barclay Simpson
Salary: £Competative Package
UK-London 10 Nov
One of the leading banking Groups in the UK is looking to recruit a Senior Manager for its Capital Planning team (Group Treas...
Director, Legal
Barclay Simpson
Salary: Negotiable
China-Hong Kong 10 Nov
Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they...
Director of Compliance & Legal - Brokerage/ Capital Markets
Barclay Simpson
Salary: Negotiable & Flexible
China-Hong Kong 10 Nov
Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o...
Associate Director, Asset Management
Barclay Simpson
Salary: QAR Excellent Package + B...
Qatar-Doha 05 Nov
The QFCRA are currently looking to recruit an Associate Director of Asset Management.
Associate Director, Anti-Money Laundering
Barclay Simpson
Salary: QAR Excellent Package + B...
Qatar-Doha 05 Nov
The QFCRA are currently looking to recruit an Associate Director of Anti-Money Laundering.
Fraud Investigator
Barclay Simpson
Salary: C. £45,000 TAX FREE + Ben...
UAE-Dubai 05 Nov
Our client is a premier Middle East banking group. They are currently looking to recruit an experience Fraud Investigator to...
Senior Associate, Authorisation & Supervision
Barclay Simpson Middle Ea...
Salary: QAR Excellent Package + B...
Qatar-Doha 10 Nov
The QFCRA are currently looking to recruit a Senior Associate for their Authorisation & Supervision division.
Paralegal/Transactional Documentation Negotiator
Barclays Global Investors...
Salary: Market Competitive
USA-CA-San Francisco 10 Nov
The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation relating to fu...
Compliance Monitoring Lead
Barclays Technology Centr...
Salary: Competitive
Singapore 18 Nov
This is a role for Compliance Monitoring Lead to manage overall resource planning and take ownership of the Compliance Monito...
Tradng Systems Account Manager
Bloomberg
Salary: Competitive
UK-London 16 Nov
In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie...
Compliance Professional
Bloomberg
Salary: Competitive
Singapore 16 Nov
Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office.
VIE 16 mois Compliance Officer Banque Privée
BNP Paribas Luxembourg
Salary: nc
Luxembourg 17 Nov
VIE 16 mois Compliance Officer Banque Privée
Compliance Analyst III
BNY Mellon Asset Manageme...
Salary: negotiable
USA-PA-Pittsburgh 16 Nov
The incumbent will assist the Compliance Manager with compliance monitoring and reporting for BNY Cash Investment Strategies...
Compliance Officer II
BNY Mellon Asset Manageme...
Salary: negotiable
USA-MA-Boston 16 Nov
Headquartered in Boston, Standish is a leading investment management firm dedicated to serving sophisticated fixed income inv...
Juriste dans l'équipe Master Agreements (H/F)
CALYON
Salary: Competitive
France-Paris 23 Nov
Juriste dans l'équipe Master Agreements (H/F)
Compliance Manager
Cameron Kennedy
Salary: NA
UK-South East 23 Nov
Investment Management company is looking for a good Compliance Manager to contribute to the compliance teams effectiveness th...
Global Markets Administration, Business Risk & Control
Capital People
Salary: Competitive
Japan-Tokyo 11 Nov
A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo.
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advis...
Salary: Salary plus Bonus
USA-NY-New York City 20 Nov
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
Internal Audit Manager - Dublin South - Perm
CareerCompass
Salary: Basic + package
Ireland-Dublin 23 Nov
Internal Audit Manager required for high profile European company, with headquarters in Dublin South.
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
Compliance Consultant
Carnegie Consulting
Salary: competitive
UK-London 16 Nov
A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia...
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 23 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 18 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
Compliance Analyst
Change
Salary: £negotiable
UK-Edinburgh 18 Nov
Change are seeking an experienced Compliance Analyst for their client, a leading financial services company based within Edin...
Risk Manager
Change
Salary: Excellent
UK-Edinburgh 04 Nov
An Edinburgh based Asset Management house is seeking a technically minded Risk Manager who will be responsible for the team t...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 20 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Compliance Manager
Commodity Appointments Lt...
Salary: Negotiable
UK-South West 14 Nov
Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva
Investment Guidelines Manager
ConinghamLee Ltd
Salary: £75-100k
UK-London 06 Nov
This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career
Senior Compliance Manger/Director
ConnectedGroup Pte Ltd
Salary: Attractive Salary
Singapore 24 Nov
Our client a leading financial advisory firm looking for regulatory and compliance manager/director.
Jobs: Compliance / Legal (31-60 of 339 Jobs)