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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
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211-240 of 339 Jobs Company Location Date
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 22 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Head of Risk Model Governance
Taylor Harrison Ltd
Salary: Six figure basic plus bon...
UK-London 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International division, to be bas...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 21 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 20 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Junior Lawyer
ETF Securities
Salary: Competitive + Bonus
UK-London 20 Nov
ETF Securities has an opportunity for a Junior Lawyer to assist in developing the Company’s securities and funds platforms. E...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 20 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 20 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 20 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Head of Compliance
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
VP Corporate Tax Compliance
GRS Group
Salary: £negotiable
UK-London 20 Nov
Senior Tax Compliance and Reporting profession required for our large financial services client based in London
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 20 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
** TAKEOVER PANEL DISCLOSURES - CONTRACT POSITION **
Law Professionals
Salary: NA
UK-London 20 Nov
Contract with a leading investment bank within the control room handling takeover panel disclosure requirements
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 20 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 20 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Head of Risk Change, EMEA
Northern Trust
Salary: Competitive
UK-London 19 Nov
As a senior Risk Professional you will be responsible for managing key EMEA Risk and Compliance Projects. Whilst each projec...
Risk Management Team Leader
Square Mile Connections
Salary: Dependent on skills and e...
UK-London 19 Nov
You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product risk. Extensiv...
Senior Legal Counsel
Square Mile Connections
Salary: Negotiable
UK-London 19 Nov
This is an amazing opportunity for a Qualified lawyer with post qualification experience in private practice gained at a city...
Head of Financial Crime & MLRO
Société Générale - UK
Salary: Market Rate
UK-London 19 Nov
The Head of Financial Crime and MLRO is responsible for developing and managing the anti-financial crime programme on behalf...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 19 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
Compliance Consultant
Nelson Scott Ltd
Salary: Competitive salary
UK-London 19 Nov
Assisiting our clients with their FSA regulatory responsibilities. Seeking bright individuals to be part of a growing team, h...
Senior Regulatory Change Manager
MW Search
Salary: Competitive
UK-London 19 Nov
Senior candidate needed for a high profile regulatory affairs position, overseeing multiple business areas within the bank, i...
Senior Analyst, Regulatory Reporting
FSS
Salary: NA
UK-London 18 Nov
My client a leading investment bank based in Canary wharf is looking for a senior Basel 2 analyst to work within the regulato...
Senior Commercial Lawyer
Markit Group
Salary: Competitive
UK-London 18 Nov
This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro...
CASH EQUITIES ADVISORY - INVESTMENT BANK
Law Professionals
Salary: COMPETITIVE
UK-London 18 Nov
Compliance - Equities advisory position within a leading investment bank
Fraud Dispute Services Manager
Ernst & Young
Salary: Competitive
UK-London 18 Nov
Fraud Dispute Services Manager - London - Competitive Salary
Manager - Banking Tax Accounting & Risk Advisory
Ernst & Young
Salary: Competitive
UK-London 18 Nov
Manager - Banking Tax Accounting & Risk Advisory - London - Competitive Salary
Solvency II Workstream Implementation Manager
Morgan McKinley Group Ltd
Salary: £60,000-70,000
UK-London 18 Nov
One of the UK's leading financial services companies is looking to hire a Workstream Implementation Manager to assist in th...
Jobs: Compliance / Legal (211-240 of 339 Jobs)