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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
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181-210 of 338 Jobs Company Location Date
AVP - Compliance Surveillance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



Department: Compliance. Moody's Compliance Department operates globally a...
AVP Compliance - Technology
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 13 Nov


Responsibilities



The Role The AVP Compliance Officer will work for an entity operating in...
AVP - Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 11 Nov


Responsibilities



Department: Moody's compliance function operates globally to provide comp...
Compliance & Operational Risk Manager – Life Insurance
Morgan McKinley
Salary: Competitive
Australia-Sydney 16 Nov
Display strong analytical skills; involvement in the implementation of Risk Management Framework; Expand existing Life Insura...
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 16 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 20 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 20 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 20 Nov
An in-house Legal role with an expanding Legal & Compliance team.
VP Compliance - Major Global Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
VP, Equity Compliance - Major Global Bank
Morgan McKinley
Salary: Excellent Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 13 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Solvency II Workstream Implementation Manager
Morgan McKinley Group Ltd
Salary: £60,000-70,000
UK-London 18 Nov
One of the UK's leading financial services companies is looking to hire a Workstream Implementation Manager to assist in th...
ISDA Master Agreement Negotiator
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
Leading European bank seeks an experienced ISDA Master Agreement negotiator to join their legal team within the Legal Transac...
Anti-Money Laundering Officer - Vice President
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This top investment bank requires an experienced AML specialist.
Equities Advisory Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 16 Nov
This leading investment banks seeks a strong Equities compliance officer with experience in Cash, Equity Derivatives and Emer...
Fixed Income Compliance Officer - Investment Management - London
Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
UK-London 11 Nov
A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo...
Head of Client Onboarding - London - Investment Bank
Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
UK-London 11 Nov
A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office.
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 23 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 23 Nov
See job description below
Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 16 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 13 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 13 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 13 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Jobs: Compliance / Legal (181-210 of 338 Jobs)