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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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151-180 of 341 Jobs Company Location Date
Forensic, Assistant Manager / Manager (Shanghai)
KPMG (China and Hong Kong...
Salary: Competitive
China-Shanghai 18 Nov
KPMG Forensic China has experienced forensic resources based in Shanghai and Hong Kong. We provide clients with commercial an...
*Temporary In-House Counsel*Hong Kong
Laurence Simons
Salary: Competitive
China-Hong Kong 15 Oct
Our client is a leading Wealth Manager serving high net worth clients worldwide. They provide international and private banki...
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
CASH EQUITIES ADVISORY - INVESTMENT BANK
Law Professionals
Salary: COMPETITIVE
UK-London 18 Nov
Compliance - Equities advisory position within a leading investment bank
Compliance Associate
Lazard Asset Management
Salary: Competitive - commensurat...
USA-NY-New York City 22 Nov
LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportunity for someone...
Journaliste spécialisé en Finance
Leaders League
Salary: selon profil
France-Paris 20 Nov
DECIDEURS Stratégie Finance Droit, magazine mensuel de référence des dirigeants et cadres dirigeants, des décideurs financier...
Legal Counsel - Investment Bank ( 2/3 Years + PQE)
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional lawyer for the...
Compliance - Asset Management
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon...
Anti-Money Laundering Analyst
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 02 Nov
A top-tier international bank is looking for a strong candidate for the role of Anti-Money Laundering Analyst to join their T...
Compliance Officer, Asset Management
Legal Futures Japan K.K.
Salary: Commensurate with Experie...
Japan-Tokyo 02 Nov
The individual will report to the Managing Director & Chief Compliance Officer, and is expected to assist the Chief Complianc...
Fiscalistes
Lotus Partners
Salary: Fixe + Bonus
Switzerland-Romandy - Geneva 16 Nov
Pour plusieurs de nos clients, nous sommes activement à la recherche de plusieurs FISCALISTES.
Head of Compliance
Mackenzie Executive Searc...
Salary: Market Rate
Saudi Arabia-Riyadh 11 Oct
We are looking for a compliance professional to establish the compliance function for the Saudi branch of a global financial...
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 24 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 24 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 24 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Compliance Consultant
MandG
Salary: Competitive
UK-London 20 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
Compliance Consultant
MandG
Salary: Competitive
UK-London 12 Nov
M&G Investments, part of the Prudential Group, is a city based investment company with assets under management of more than &...
VP- Bank Regulatory Compliance
Marcus & Associates
Salary: 140-180k with performance...
USA-NY-New York City 20 Oct
Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac...
Senior Commercial Lawyer
Markit Group
Salary: Competitive
UK-London 18 Nov
This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro...
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 23 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 24 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 24 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Large Shareholder Reporting Compliance
McGregor Boyall
Salary: £Competitive
Japan-Tokyo 24 Nov
A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi...
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 24 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Corporate Counsel ( Head of Legal )
Mercuri Urval AG
Salary: competitive
Switzerland-Basel - North West 20 Nov
Etrion is an independent power producer focused on developing, financing, building, owning and operating electrical power pla...
Broker Dealer Compliance Officer
Michael Page
Salary: 120,000 - 250,000
USA-NY-New York City 23 Nov
Leading Global Bank/Broker-Dealer is looking for a mid to senior level compliance officer. The candidate should be proficient...
Mid Level Hedge Fund Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Greenwich 23 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...
Senior Manager Risk Services
Michael Page
Salary: Base Salary + Bonus
Canada-QC-Montreal 18 Nov
Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service...
Compliance Officer - Generalist Broker Dealer
Michael Page
Salary: $80,000 - $120,000
USA-CT-Greenwich 17 Nov
Our client is a U.S. based brokerage firm with a well established global presence.
Juriste
Michael Page Banking
Salary: motivating salary.
Belgium-Brussels Region 23 Nov
Notre client, une banque hollandaise en plein développement en Belgique, recrute un Juriste Senior.
Jobs: Compliance / Legal (151-180 of 341 Jobs)