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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
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121-150 of 339 Jobs Company Location Date
REGIONAL COMPLIANCE MANAGER – LIFE INSURANCE
Hays Insurance Hong Kong
Salary: Attractive Salary Package
China-Hong Kong 20 Nov
Effective compliance involves managing regulatory risk, relationships with exchanges and regulators and promoting a positive...
Assistant Compliance Officer
High Finance Group
Salary: GBP40000 to GBP50000 Per:...
UK-London 17 Nov
Our client, a Lloyd's Managing Agent, with a stamp capacity forecast of over GBP400m in 2010, boasts a strong underwriting te...
Director of Equities Compliance
Howard-Sloan Professional...
Salary: salary plus bonus
USA-NY-New York City 16 Oct
The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel...
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 20 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 20 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Compliance Monitoring Officer
Hudson
Salary: 200 per day
UK-London 05 Nov
Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for...
Compliance &Ops Risk Officer
Hudson
Salary: £60000 + car allowance
UK-London 29 Oct
Our client is a recognised wholesale bank with a high-market profile. The wholesale banking team are looking for an experienc...
Senior Legal Counsel(International financing) - EFNC/20240/EZ
Hudson - China
Salary: Competitive
China-Shenzhen 23 Nov
Our client is an international telecommunication company who is looking for legal talent of international financing. Job loc...
Analyst, Compliance & Ethics
Hudson Singapore
Salary: Attractive remuneration
Singapore 12 Nov
This position is to provide coordination role to support the VP, World Market as well as support the Compliance & Ethics Mana...
VP Global Risk & Compliance (6 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 13 Nov
A leading bank seeks a Risk & Compliance professional to join their team in Hong Kong.
Legal Counsel (4-6 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 13 Nov
Provide legal support for the Asia-Pacific region for a US-based financial institution. Familiarity with securities finance,...
Product Controller, counterparty credit
Huxley Associates
Salary: $ 150+
USA-NY-New York City 13 Nov
Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie...
Compliance Officer
IBQ
Salary: Competitive
Qatar-Doha 17 Nov
Compliance Controller is responsible for exercising various compliance tests and periodical checking, depending on the approv...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance Officer
ING Asia Private Bank Lim...
Salary: Competitive
Singapore 23 Nov
Reporting to the Regional Head of Complaince and ORM, the incumbent will be responsbile for ensuring that the company's activ...
(Senior) Risk Manager
ING Investment Management
Salary: Loondienst
Netherlands-South-Holland 19 Nov
Risk Management control framework focuses on protecting the ING IM organisation and fulfilling its fiduciary obligation towa...
RCCI (Responsable de la Conformité et du Contrôle interne)
Inter-Expansion
Salary: nc
France-Paris 20 Nov
Inter Expansion, société de gestion du groupe Aprionis, recherche un RCCI (Responsable de la Conformité et du Contrôle intern...
Hedge Fund Operational Professional
Investigo Banking and Fin...
Salary: £80,000 - £150,000
UK-London 15 Nov
Our client is leading in the field with regard to hedge fund operational due diligence and is looking to double its office i...
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 10 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 23 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 23 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Anti-Money Laundering :VP Global Investment Firm
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 23 Nov
Our client is a global investment firm with a reputation for excellence
Policy , Risk and Regulatory Affairs : Global Investment Bank
Joslin Rowe Compliance
Salary: £55,000
UK-London 23 Nov
Our client is is one of the world's foremost investment firm's . The role is as an AVP in the Policy, Risk and Regulatory Aff...
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 24 Nov
See job description below
Exchange Connectivity - Compliance Project Manager
Kaizen Partnership Techno...
Salary: Salary to attract the bes...
UK-London 23 Nov
Our client, one of the largest and most successful Hedge Funds in the U.S have begun expansion of their operation into the UK...
Compliance Manager
Kim Eng Securities Pte. L...
Salary: Competitive
Singapore 03 Nov
Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individu...
Jobs: Compliance / Legal (121-150 of 339 Jobs)