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Compliance Manager
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National Australia Bank
Salary: TBA
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Australia-Melbourne |
23 Nov |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
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Head of Client Onboarding
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Macquarie
Salary: Information not provided
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UK-London |
23 Nov |
| This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the... |
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Regulatory Change Lawyer
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Macquarie
Salary: Information not provided
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Australia-Sydney |
23 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
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AML Operations Manager
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Macquarie
Salary: Information not provided
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Australia-Sydney |
23 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
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Trade Surveillance Professional
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Ambition
Salary: Highly Competitive Salary...
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China-Hong Kong |
23 Nov |
| Surveillance focused Core Compliance role with a leading International Bank |
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Managing Director & RO
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Matthew Hoyle Financial M...
Salary: Excellent remuneration
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China-Hong Kong |
23 Nov |
| Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi... |
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Compliance – Equities Sales & Trading
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ALS International
Salary: Attractive
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China-Hong Kong |
23 Nov |
| Our client is a leading international investment bank. |
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Juriste dans l'équipe Master Agreements (H/F)
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CALYON
Salary: Competitive
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France-Paris |
22 Nov |
| Juriste dans l'équipe Master Agreements (H/F) |
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Risk Manager – Operational Risk
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Profusion Group
Salary: Excellent remuneration ba...
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Australia-Sydney |
22 Nov |
| Fantastic career opportunity
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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USA-NY-New York City |
22 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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Project/Programme Manager - Sanctions - Retail Banking
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Aston Carter
Salary: Market Rate
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UK-London |
22 Nov |
| Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin... |
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Head of Credit Risk Regulatory Reporting and Planning
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Taylor Harrison Ltd
Salary: £Competitive Package
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UK-Yorkshire & The Humber |
22 Nov |
| Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning for its Capital M... |
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Head of Risk Model Governance
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Taylor Harrison Ltd
Salary: Six figure basic plus bon...
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UK-London |
22 Nov |
| Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International division, to be bas... |
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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
22 Nov |
| Investment Compliance Analyst |
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Regulatory Analyst
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Wellington Management Com...
Salary: Competitive
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China-Hong Kong |
22 Nov |
| Regulatory Analyst |
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Risk Analyst - Asset Management - Latentzero - London/City
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Saul & Partners
Salary: Up to £45K + Bonus + Bene...
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UK-London |
21 Nov |
| Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo... |
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SENIOR MANAGER - PRUDENTIAL TEAM
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Incarter International Lt...
Salary: Excellent for the best ca...
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UK-London |
21 Nov |
| Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f... |
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Chief Compliance Officer - Global Investment Advisor
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Capstone Investment Advis...
Salary: Salary plus Bonus
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USA-NY-New York City |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Compliance & AML Officer
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Maxis Securities Ltd
Salary: Plus Benefits
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UK-London |
20 Nov |
| A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of... |
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Syndication Specialist/Paralegal
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RBC
Salary: competative
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USA-OH-Cleveland |
20 Nov |
| Syndication Specialist |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
20 Nov |
| fixed income compliance corporate bonds |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
20 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Fixed Income Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Sales and Trading Compliance Strategic Projects Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Head of Interest Rate and Currency Products Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
20 Nov |
| See job description below |
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Operational Support & Transfer Pricing Manager - Oil Trading
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Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
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UK-London |
20 Nov |
| You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o... |
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