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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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1-30 of 337 Jobs Company Location Date
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 23 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Head of Client Onboarding
Macquarie
Salary: Information not provided
UK-London 23 Nov
This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the...
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 23 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 23 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 23 Nov
Surveillance focused Core Compliance role with a leading International Bank
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 23 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 23 Nov
Our client is a leading international investment bank.
Juriste dans l'équipe Master Agreements (H/F)
CALYON
Salary: Competitive
France-Paris 22 Nov
Juriste dans l'équipe Master Agreements (H/F)
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 22 Nov
Fantastic career opportunity
Compliance Associate
Lazard Asset Management
Salary: Competitive - commensurat...
USA-NY-New York City 22 Nov
LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportunity for someone...
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 22 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Head of Credit Risk Regulatory Reporting and Planning
Taylor Harrison Ltd
Salary: £Competitive Package
UK-Yorkshire & The Humber 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning for its Capital M...
Head of Risk Model Governance
Taylor Harrison Ltd
Salary: Six figure basic plus bon...
UK-London 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International division, to be bas...
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 22 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 22 Nov
Regulatory Analyst
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 21 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advis...
Salary: Salary plus Bonus
USA-NY-New York City 20 Nov
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 20 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 20 Nov
Syndication Specialist
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 20 Nov
fixed income compliance corporate bonds
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 20 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Fixed Income Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Sales and Trading Compliance Strategic Projects Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Head of Interest Rate and Currency Products Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 20 Nov
See job description below
Operational Support & Transfer Pricing Manager - Oil Trading
Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
UK-London 20 Nov
You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o...
Jobs: Compliance / Legal (1-30 of 337 Jobs)