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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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1-30 of 346 Jobs Company Location Date
Regulatory Policy and Standards Advisor
Willis Limited
Salary: up to £45k base
UK-London 16 Nov
Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 25 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Jurist / - in in Kapitalanlagegesellschaft
WestLB
Salary: verhandelbar
Germany-Nordrhein-Westfalen 16 Nov
Die WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH (WMAM KAG) ist die zentrale Asset Management Einheit der Wes...
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 28 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 28 Nov
Regulatory Analyst
International Compliance Consultant
Wachovia Bank N.A.
Salary: Competitive Salary + Bene...
UK-London 27 Nov
Responsible for developing, implementing, and monitoring compliance programs for the Global Financial Institutions (GFI) grou...
Sr. Business Leader, Revenue Systems
Visa
Salary: Competitive
USA-CA-San Mateo 04 Nov
The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an...
Business Leader, Client Incentives
Visa
Salary: Competitive
USA-CA-San Mateo 04 Nov
Provide leadership and operational excellence in managing the North America Client Incentive obligations, with a team of 5 Sr...
Back-Office Comptable (H/F)
Union Invivo
Salary: Non communiqué
France-Paris 06 Nov
Back-Office Comptable (H/F)
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Structurer (Fixed Income Legal & Regulatory Team)
UBS AG
Salary: Competitive
China-Hong Kong 18 Nov
An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team).
Wealth Management Lawyer
UBS AG
Salary: Competitive
China-Hong Kong 17 Nov
An exciting opportunity has arisen to join UBS a Lawyer
Divisional Information Security Officer
UBS AG
Salary: competitive
Switzerland-Zurich 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Group Information Security Specialist
UBS AG
Salary: competitive
Switzerland-Zurich 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS AG
Salary: verhandelbar
Switzerland-Zurich 10 Nov
Das Corporate Center stellt in Partnerschaft mit den Unternehmensbereichen von UBS sicher, dass diese als wirksames Ganzes mi...
Senior Compliance Officer
UBS AG
Salary: verhandelbar
Switzerland-Zurich 10 Nov
Das Corporate Center stellt in Partnerschaft mit den Unternehmensbereichen von UBS sicher, dass diese als wirksames Ganzes mi...
Rechtsanwalt / Rechtsanwältin
UBS AG
Salary: verhandelbar
Switzerland-Zurich 10 Nov
Das Corporate Center stellt in Partnerschaft mit den Unternehmensbereichen von UBS sicher, dass diese als wirksames Ganzes mi...
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Compliance Administrator
Trust Company of the West
Salary: Competitive salary plus b...
USA-CA-Los Angeles 16 Nov
The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a...
Compliance Associate
Tower Research Capital LL...
Salary: Depends on experience
USA-NY-New York City 05 Nov
Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso...
Director Regulatory Compliance
The Forum Group
Salary: Base salary, bonus and be...
USA-NY-New York City 11 Nov
Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat...
Director Monitoring and Testing
The Forum Group
Salary: Base plus bonus
USA-NY-New York City 09 Nov
Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr...
Compliance Officer
The Forum Group
Salary: Base plus bonus
USA-NY-New York City 09 Nov
International Bank and B/D is looking for help for a broad compliance candidate.
3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
The Compliance Search Gro...
Salary: Upon experience
USA-NY-New York City 25 Nov
Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance.
Distressed Debt & Special Situations Compliance Officer
The Compliance Search Gro...
Salary: Upon Experience
USA-CA-Los Angeles 24 Nov
A division of a global bank seeks a Compliance Officer.
Employment Counsel at International Investment Bank
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 17 Nov
International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters.
Legal Documentation (ISDA) Negotiator – Investment Bank New York
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 16 Nov
This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
Consultant MOA PMO - Compliance - Risques déontologiques - Market Abuse - AML - H/F
Teknys Consulting
Salary: Selon Profils
France-Paris 24 Nov
TEKNYS Consulting, cabinet de conseil en systèmes d’information financiers, recrute dans le cadre de son développement un sen...
Jobs: Compliance / Legal (1-30 of 346 Jobs)