 |
|
|
Compliance Associate
|
Lazard Asset Management
Salary: Competitive - commensurat...
|
USA-NY-New York City |
27 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
|
|
3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
|
The Compliance Search Gro...
Salary: Upon experience
|
USA-NY-New York City |
25 Nov |
| Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance. |
|
|
Alternatives Investment Group and Structured Investments Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
25 Nov |
| See job description below |
|
|
Compliance Assessment - Analyst
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
25 Nov |
| See job description below |
|
|
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
25 Nov |
| See job description below |
|
|
Head of Operations Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
25 Nov |
| See job description below |
|
|
Private Banking Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
25 Nov |
| PB Compliance Officer |
|
|
Alternative Investments Senior Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
25 Nov |
| Senior Compliance Officer |
|
|
Director, Compliance Officer – Fixed Income Trading
|
Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
|
USA-NY-New York City |
24 Nov |
| The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an... |
|
|
Compliance Officer - Portuguese/Spanish Speaking
|
Michael Page
Salary: 120,000-200,000
|
USA-NY-New York City |
24 Nov |
| International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th... |
|
|
Institutional Brokerage Compliance Associate
|
Susquehanna International...
Salary: Commensurate with experie...
|
USA-NY-New York City |
24 Nov |
| fixed income compliance corporate bonds |
|
|
Compliance- Regulatory Securities Operations
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
|
|
Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
|
|
Compliance -Asset Management
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
|
|
Chief Compliance Officer - Global Investment Advisor
|
Capstone Investment Advis...
Salary: Salary plus Bonus
|
USA-NY-New York City |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
|
|
|
Legal Documentation (ISDA) Negotiator – Investment Bank New York
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
16 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. |
|
|
Compliance Officer
|
Robert Half International
Salary: Base and Bonus
|
USA-NY-New York City |
13 Nov |
| Compliance Officer-Asset Management-40 ACT |
|
|
AVP - Compliance Surveillance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
|
|
AVP Compliance - Technology
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
|
|
Director Regulatory Compliance
|
The Forum Group
Salary: Base salary, bonus and be...
|
USA-NY-New York City |
11 Nov |
| Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat... |
|
|
AVP - Compliance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
|
|
Trading Risk Analyst
|
Orbis Investment Manageme...
Salary: Competitive
|
USA-NY-New York City |
10 Nov |
| This job is located in Bermuda |
|
|
Director Monitoring and Testing
|
The Forum Group
Salary: Base plus bonus
|
USA-NY-New York City |
09 Nov |
| Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr... |
|
|
Compliance Officer
|
The Forum Group
Salary: Base plus bonus
|
USA-NY-New York City |
09 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
|
|
VP- Bank Regulatory Compliance
|
Marcus & Associates
Salary: 140-180k with performance...
|
USA-NY-New York City |
20 Oct |
| Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac... |
|
|
Director of Equities Compliance
|
Howard-Sloan Professional...
Salary: salary plus bonus
|
USA-NY-New York City |
16 Oct |
| The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel... |
|
|
Fixed Income Compliance Analyst
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
25 Nov |
| See job description below |
|
|
Mid Level Hedge Fund Compliance
|
Michael Page
Salary: 125,000 -170,000
|
USA-CT-Greenwich |
23 Nov |
| Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in... |
|
|
Compliance Associate
|
Not Disclosed
Salary: competitive
|
USA-CT-Greenwich |
19 Nov |
| A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h... |
|
|
Compliance Assistant for Broker Dealer and related Registered Investment Advisor
|
Not Disclosed
Salary: Full-time Permanent Posit...
|
USA-CT-Greenwich |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
|
