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Commodities lawyer
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Société Générale - UK
Salary: Excellent plus Benefits
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UK-London |
26 Nov |
| The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C... |
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Money Laundering Reporting and Compliance Monitoring Assistant
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Société Générale - UK
Salary: £Market Rate
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UK-London |
26 Nov |
| To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep... |
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AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
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Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
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China-Hong Kong |
26 Nov |
| Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes... |
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Head of Compliance, Investment Banking ($65k and above)
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Robert Half Hong Kong
Salary: $65,000 or above per mont...
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China-Hong Kong |
26 Nov |
| Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role... |
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Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
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Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
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China-Hong Kong |
26 Nov |
| Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi... |
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VP, Regional Anti-Money Laundering
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Profile Search & Selectio...
Salary: Competitive base plus bon...
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Singapore |
26 Nov |
| The Asia Pacific Anti-Money Laundering department supports our client's businesses in managing AML risk, is responsible for e... |
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Institutional Contract Lawyer
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ANZ
Salary: not disclosed
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Singapore |
26 Nov |
| See job description below |
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Reference Data HK, Regulatory Document Specialist, Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
26 Nov |
| See job description below |
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IRCC HK, Regulatory Control Group, Analyst/ Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
26 Nov |
| See job description below |
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Application Support Analyst, Fixed Income
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Global Associates
Salary: -
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China-Hong Kong |
26 Nov |
| Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance |
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VAT/Compliance Representative
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Bloomberg
Salary: Competitive + Benefits +...
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UK-London |
25 Nov |
The Role:
The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within... |
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3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
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The Compliance Search Gro...
Salary: Upon experience
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USA-NY-New York City |
25 Nov |
| Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance. |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
25 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| Senior Compliance Officer |
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Compliance Manager
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Cotter Personnel
Salary: NA
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Ireland-Dublin |
25 Nov |
| This role will report to the Head of Legal, Risk and Compliance of Euro Insurances Ltd. (EIIE) This role involves the Complia... |
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Equity Derivatives Compliance Officer - Senior Manager
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a... |
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Control Group - Surveillance Supervisor
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London. |
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EMEA Anti-Money Laundering Vice President
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal... |
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Compliance Manager, Direct Marketing
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Genworth Financial Inc
Salary: Competitve + bonus + bene...
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UK-London |
25 Nov |
| A newly created role to support a growth initiative within our European Lifestyle Protection business. |
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Compliance Officer
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PeopleSearch Pte Ltd
Salary: Negotiable
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Singapore |
25 Nov |
| This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls |
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Compliance - Equity VP
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Profile Search & Selectio...
Salary: competitive
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China-Hong Kong |
25 Nov |
| Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E... |
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Compliance of Investment Advisory (Director)
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Global Associates
Salary: Negotiable
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China-Hong Kong |
25 Nov |
| Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba... |
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Head of Legal & Compliance
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Global Associates
Salary: -
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China-Hong Kong |
25 Nov |
| Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance |
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Head of Control Room (10 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
25 Nov |
| A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group. |
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Senior Compliance Officer (3 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
25 Nov |
| Candidates are invited to join the wealth management and asset management division of a reputable financial institution. |
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