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ECM/DCM Compliance Advisor
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Badenoch & Clark
Salary: £0-40000
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UK-London |
12 Nov |
| Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level. |
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Director Regulatory Compliance
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
11 Nov |
| Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat... |
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Fixed Income Compliance Officer - Investment Management - London
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Morgan McKinley Group Ltd
Salary: £60k - £75k basic plus pa...
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UK-London |
11 Nov |
| A leading global investment management firm is currently looking to recruit a Fixed Income Compliance Officer for their Londo... |
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Head of Client Onboarding - London - Investment Bank
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Morgan McKinley Group Ltd
Salary: Very competitive Basic pl...
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UK-London |
11 Nov |
| A prestigious global investment bank is currently looking to recruit a Head of Client Onboarding for their London office. |
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AVP - Compliance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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USA-NY-New York City |
10 Nov |
| This job is located in Bermuda |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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UK-London |
10 Nov |
| This job is located in Bermuda |
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Legal & Compliance Manager
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PeopleSearch Pte Ltd
Salary: Negotiable
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Singapore |
10 Nov |
| Well-established financial institution looking for the following: |
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Director, Legal
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Barclay Simpson
Salary: Negotiable
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China-Hong Kong |
10 Nov |
| Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they... |
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Director of Compliance & Legal - Brokerage/ Capital Markets
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Barclay Simpson
Salary: Negotiable & Flexible
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China-Hong Kong |
10 Nov |
| Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o... |
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Director Monitoring and Testing
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The Forum Group
Salary: Base plus bonus
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USA-NY-New York City |
09 Nov |
| Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr... |
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Compliance Officer
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The Forum Group
Salary: Base plus bonus
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USA-NY-New York City |
09 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
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Investment Guidelines Manager
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ConinghamLee Ltd
Salary: £75-100k
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UK-London |
06 Nov |
| This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career |
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Compliance - Asset Management
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Legal Futures (HK) Limite...
Salary: Above Market
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China-Hong Kong |
06 Nov |
| Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon... |
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Compliance Monitoring Officer
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Hudson
Salary: 200 per day
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UK-London |
05 Nov |
| Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for... |
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Compliance Manager
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Kim Eng Securities Pte. L...
Salary: Competitive
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Singapore |
03 Nov |
| Enjoy the challenge of a rewarding career with Singapore’s leading independent securities broker. We are looking for individu... |
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L-1109-1444 Compliance Manager, VP - Private Banking >5PQE
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Recruit Legal
Salary: Attractive
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Singapore |
03 Nov |
| Our client is a top tiered private bank which is often regarded as the best in their industry. Due to continued business grow... |
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AVP - Compliance Officer
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Hamilton Choyce
Salary: Competitive
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China-Hong Kong |
03 Nov |
| Our client, a world leading brokerage firm is currently looking for an Assistant Vice President Compliance Officer to join th... |
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Anti-Money Laundering Analyst
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
02 Nov |
| A top-tier international bank is looking for a strong candidate for the role of Anti-Money Laundering Analyst to join their T... |
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Compliance Officer, Asset Management
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Legal Futures Japan K.K.
Salary: Commensurate with Experie...
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Japan-Tokyo |
02 Nov |
| The individual will report to the Managing Director & Chief Compliance Officer, and is expected to assist the Chief Complianc... |
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Vice-President, Risk & Compliance (European Funds Giant)
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Talent 2 International -...
Salary: -
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Singapore |
30 Oct |
| • Join a leading European Funds business moving into Asia
• Green-field opportunity to help set build a regional complia... |
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Compliance &Ops Risk Officer
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Hudson
Salary: £60000 + car allowance
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UK-London |
29 Oct |
| Our client is a recognised wholesale bank with a high-market profile. The wholesale banking team are looking for an experienc... |
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Compliance and Operational Risk Manager
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Hamilton Choyce
Salary: Excellent Remuneration Pa...
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China-Hong Kong |
27 Oct |
| The Compliance and Operational Risk Manager will work across the Asia Pacific region supporting the Corporate and Investment... |
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compliance officer - wholesale
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AJILON (formerly JONATHAN...
Salary: c£70k
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UK-London |
23 Oct |
| You will play a pivotal role in developing/strengthening the existing compliance function with strong interaction with front... |
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VP- Bank Regulatory Compliance
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Marcus & Associates
Salary: 140-180k with performance...
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USA-NY-New York City |
20 Oct |
| Unique oppurtunity to join an elite team at an Investment Bank with a growing presence in Manhattan. Company seeks fast-trac... |
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Director of Equities Compliance
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Howard-Sloan Professional...
Salary: salary plus bonus
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USA-NY-New York City |
16 Oct |
| The Director of ECM Origination, Syndicate and Special Equities Compliance is responsible for managing compliance risk, devel... |
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Credit Analyst
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DNA Search and Selection
Salary: Excellent plus superb bon...
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USA-TX-Houston |
15 Oct |
| My client a top tier investment bank and trading company are currently expanding their global operations and seek a middle o... |
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Head of Compliance
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Mackenzie Executive Searc...
Salary: Market Rate
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Saudi Arabia-Riyadh |
11 Oct |
| We are looking for a compliance professional to establish the compliance function for the Saudi branch of a global financial... |
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Compliance Manager (One year contract)
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PeopleSearch Pte Ltd
Salary: $8,000 - $10,000
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Singapore |
05 Oct |
| Our client is looking for AVP, Compliance.
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Test & Vacancy Only
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Not Disclosed
Salary: Salary description goes h...
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Bangladesh |
28 Sep |
| Job summary field.
This is just a test job. Please do not apply. |
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