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HEAD OF COMPLIANCE, CONSUMER BANKING
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious international bank is looking for outstanding candidates to join as Head of Compliance, Consumer Banking. The... |
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EQUITIES COMPLIANCE, VP
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious investment banking is looking for outstanding candidates to join as Equities Compliance, VP. The position is b... |
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FIXED INCOME COMPLIANCE, ASSOCIATE TO VP
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
19 Nov |
| A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. The position i... |
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Compliance Assistant for Broker Dealer and related Registered Investment Advisor
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Not Disclosed
Salary: Full-time Permanent Posit...
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USA-CT-Greenwich |
18 Nov |
| Compliance assistant will assist CCO with all compliance and regulatory matters. |
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Risk Manager - Legal Operations
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Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
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UK-London |
18 Nov |
| This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv... |
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Compliance Officer (IBD & Asset Management)
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Robert Half Singapore
Salary: Competitive
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Singapore |
18 Nov |
| 4 – 5 years of experience in development (Sybase / Oracle) and support. Strong programming skills in C / C++ / Java, working... |
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Structurer (Fixed Income Legal & Regulatory Team)
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UBS AG
Salary: Competitive
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China-Hong Kong |
18 Nov |
| An exciting opportunity has arisen to join UBS as a Structurer (Fixed Income Legal & Regulatory Team). |
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VP Internal Audit - Investment Banking
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Hays Banking
Salary: SGD $150,000 - 200,000 pl...
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Singapore |
18 Nov |
| Major international investment banking organisation.
VP-level role specialising in auditing the Legal, Risk and Compliance... |
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Compliance Officer - Generalist Broker Dealer
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Michael Page
Salary: $80,000 - $120,000
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USA-CT-Greenwich |
17 Nov |
| Our client is a U.S. based brokerage firm with a well established global presence. |
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Business Analyst - Basel II (Capital Reporting)
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Practicus
Salary: £400 - £500 per day
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UK-London |
17 Nov |
| This Tier 1 Investment Bank is looking to recruit an experienced Business Analyst to work on a project within its Regulatory... |
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Senior Compliance Consultant
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Not Disclosed
Salary: £Neg.
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UK-London |
17 Nov |
| A leading Compliance business is keen to identify a Senior Compliance Consultant to be part of a dynamic and client facing te... |
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Compliance Officer
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IBQ
Salary: Competitive
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Qatar-Doha |
17 Nov |
| Compliance Controller is responsible for exercising various compliance tests and periodical checking, depending on the approv... |
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SVP, Wealth & Investment Management Compliance
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Reed Specialist Recruitme...
Salary: Top Tier - $1.5m HKD - $...
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China-Hong Kong |
17 Nov |
| Job Description:
SVP - Wealth & Investment Management Compliance
The individual will be based in Hong Kong to provide... |
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Accounting Consultant
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Objective Paradigm
Salary: Contract
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USA-IL-Chicago |
16 Nov |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
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Legal Documentation (ISDA) Negotiator – Investment Bank New York
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The Compliance Search Gro...
Salary: Based on Experience
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USA-NY-New York City |
16 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. |
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Tradng Systems Account Manager
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Bloomberg
Salary: Competitive
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UK-London |
16 Nov |
| In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie... |
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Anti-Money Laundering Officer - Vice President
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Morgan McKinley Group Ltd
Salary: Excellent
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UK-London |
16 Nov |
| This top investment bank requires an experienced AML specialist. |
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Regulatory Policy and Standards Advisor
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Willis Limited
Salary: up to £45k base
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UK-London |
16 Nov |
| Willis Group is one of the world’s leading risk management and insurance brokers. The main purpose of this role is to provide... |
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Compliance Administrator
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Trust Company of the West
Salary: Competitive salary plus b...
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USA-CA-Los Angeles |
16 Nov |
| The Ideal candidate will possess the skills to perform, monitor and/or oversee matters such as: oversight of accounting and a... |
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Compliance Consultant Monitoring & Testing
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Northern Trust
Salary: Competitive
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UK-London |
16 Nov |
| This role involves working with the Regional Monitoring and Testing Manager to develop the Corporate Monitoring and Testing P... |
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Compliance Consultant
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Carnegie Consulting
Salary: competitive
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UK-London |
16 Nov |
| A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia... |
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Company Secretary – Luxembourg
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Euro London Banking and F...
Salary: Competitive
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Luxembourg |
16 Nov |
| An award winning International Investment solutions provider is looking for a Company secretary to join their Luxembourg offi... |
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Senior Underwriter Opportunity – Gloucester
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Royal Bank of Scotland
Salary: Competitive
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UK-South West |
16 Nov |
| NIG in Gloucester is a specialist agricultural underwriting unit. |
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Statutory Reporting Manager
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Royal Bank of Scotland
Salary: Competitive
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UK-Edinburgh |
16 Nov |
| An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic... |
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Compliance Professional
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Bloomberg
Salary: Competitive
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Singapore |
16 Nov |
| Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office. |
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Compliance Manager
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Commodity Appointments Lt...
Salary: Negotiable
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UK-South West |
14 Nov |
| Compliance Manager required for International refining and chemicals company, to be based in UK or Geneva |
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Compliance Officer
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Robert Half International
Salary: Base and Bonus
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USA-NY-New York City |
13 Nov |
| Compliance Officer-Asset Management-40 ACT |
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Investment Compliance Officer (m/f)
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Credit Suisse Asset Manag...
Salary: An attractive salary pack...
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Luxembourg |
13 Nov |
| For our expanding Fund Administration Platform in Luxembourg, we are looking for an Investment Compliance Officer (m/f)
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AVP - Compliance Surveillance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
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AVP Compliance - Technology
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
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