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Jobs: Compliance / RegulatoryCompliance / Legal
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121-150 of 229 Jobs Company Location Date
DYNAMIC SENIOR FUND ADMINISTRATOR
Badenoch & Clark Luxembou...
Salary: bonus and benefits
Luxembourg 24 Nov
This position is focussed on maintaining a strong overview of the performance of the company's funds by 1. building strong wo...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 24 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 24 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
AVP / MANAGER, COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive Package
China-Hong Kong 24 Nov
Our client is an international financial institution with their Regional Asia Pacific Office in Hong Kong. They offer a wide...
Regional Monitoring Manager, Anti-Money Laundering, APAC
Deutsche Bank
Salary: Competitive
Singapore 24 Nov
As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective internal policies a...
Mid Level Hedge Fund Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Greenwich 23 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...
Compliance Officer - PIMCO (Newport Beach, CA)
PIMCO
Salary: competitive
USA 23 Nov
TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Compliance Officer...
Exchange Connectivity - Compliance Project Manager
Kaizen Partnership Techno...
Salary: Salary to attract the bes...
UK-London 23 Nov
Our client, one of the largest and most successful Hedge Funds in the U.S have begun expansion of their operation into the UK...
Compliance Officer/Manager - Cyprus
GRS Recruitment (Cyprus)
Salary: market rate + performance...
UK-London 23 Nov
An exciting opportunity has arisen for a UK experienced compliance officer/manager to join a well established team in Cyprus....
Head of Structured Finance Administration - £60,000 +
AP Group
Salary: NA
UK-Channel Islands 23 Nov
In this key role you will manage the finance team and undertake the administration of a portfolio of legal entities and struc...
Chief Operating Officer
Sequoia Consulting
Salary: Commensurate with experie...
UK-South East 23 Nov
Responsible for leadership, management and business direction of operational resources, delivering high standards of operatio...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 23 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Compliance Consultant - Asset Servicing
Northern Trust
Salary: Competitive
UK-London 23 Nov
Northern Trust is recruiting for a Compliance Consultant within the UK Asset Servicing Compliance team with oversight of whol...
Head of Compliance
Northern Trust
Salary: Competitive
Luxembourg 23 Nov
Northern Trust is recruiting for a Head of Compliance - Mainland Europe and Middle East based in Luxembourg.
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Head of Control Room
Hays Banking Hong Kong
Salary: Excellent
China-Hong Kong 23 Nov
With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including...
Head of Credit Risk Regulatory Reporting and Planning
Taylor Harrison Ltd
Salary: £Competitive Package
UK-Yorkshire & The Humber 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning for its Capital M...
Head of Risk Model Governance
Taylor Harrison Ltd
Salary: Six figure basic plus bon...
UK-London 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International division, to be bas...
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advis...
Salary: Salary plus Bonus
USA-NY-New York City 20 Nov
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
Head of Compliance
Old Mutual Asset Managers
Salary: Competitive
UK-London 20 Nov
An exciting opportunity has arisen for a Compliance professional. The role of the Compliance Manager is to provide oversight...
Senior Group Compliance Manager
GRS Group
Salary: £75k + bonus & benefits
UK-London 20 Nov
This leading banking group are looking for a Senior compliance manager to join their group function.
REGIONAL COMPLIANCE MANAGER – LIFE INSURANCE
Hays Insurance Hong Kong
Salary: Attractive Salary Package
China-Hong Kong 20 Nov
Effective compliance involves managing regulatory risk, relationships with exchanges and regulators and promoting a positive...
Compliance Associate
Not Disclosed
Salary: competitive
USA-CT-Greenwich 19 Nov
A mid-sized registered investment adviser in Greenwich Connecticut is seeking a compliance associate. The candidate should h...
Head of Risk Change, EMEA
Northern Trust
Salary: Competitive
UK-London 19 Nov
As a senior Risk Professional you will be responsible for managing key EMEA Risk and Compliance Projects. Whilst each projec...
VP Compliance - Major Global Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
VP, Equity Compliance - Major Global Bank
Morgan McKinley
Salary: Excellent Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
COMPLIANCE MANAGER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon...
COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 19 Nov
A major international fund house is looking for top calibre candidates to join their compliance team. The position is based...
Jobs: Compliance / Regulatory (121-150 of 229 Jobs)