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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 229 Jobs Company Location Date
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 26 Nov
Improve governance standards and promote market confidence.
Compliance Manager - Financial Services Industry
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne.
Director - Operational Risk, Governance & Compliance
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne.
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 27 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 27 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 24 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 24 Nov
Fantastic career opportunity
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
Director - Investment Banking Compliance
Derwent Executive Recruit...
Salary: Circa $200K Package plus...
Australia-Sydney 19 Nov
Leading Global Investment bank with strong compliance culture & reputation
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Test & Vacancy Only
Not Disclosed
Salary: Salary description goes h...
Bangladesh 28 Sep
Job summary field. This is just a test job. Please do not apply.
Contrôleur interne et Compliance (Bilingue néerlandais et/ou anglais)
ProCapital Belgium SA
Salary: NC
Belgium-Brussels Region 25 Nov
Directement rattaché à notre Responsable Contrôle interne et compliance, vous serez chargé de l'assister dans la gestion des...
Senior Manager Risk Services
Michael Page
Salary: Base Salary + Bonus
Canada-QC-Montreal 26 Nov
Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service...
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 27 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 27 Nov
Surveillance focused Core Compliance role with a leading International Bank
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Regional Compliance Manager
Reed Specialist Recruitme...
Salary: Attractive Salary Package
China-Hong Kong 27 Nov
Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 27 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 26 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 26 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 26 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Jobs: Compliance / Regulatory (1-30 of 229 Jobs)