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compliance officer - wholesale
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AJILON (formerly JONATHAN...
Salary: c£70k
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UK-London |
23 Oct |
| You will play a pivotal role in developing/strengthening the existing compliance function with strong interaction with front... |
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Compliance – Equities Sales & Trading
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ALS International
Salary: Attractive
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China-Hong Kong |
27 Nov |
| Our client is a leading international investment bank. |
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Trade Surveillance Professional
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Ambition
Salary: Highly Competitive Salary...
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China-Hong Kong |
27 Nov |
| Surveillance focused Core Compliance role with a leading International Bank |
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Institutional Contract Lawyer
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ANZ
Salary: not disclosed
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Singapore |
26 Nov |
| See job description below |
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Client Service Manager
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AP Group
Salary: full benefits package
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UK-Channel Islands |
24 Nov |
| This is a senior appointment working for a leading, global finanical organisation. |
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Head of Structured Finance Administration - £60,000 +
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AP Group
Salary: NA
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UK-Channel Islands |
23 Nov |
| In this key role you will manage the finance team and undertake the administration of a portfolio of legal entities and struc... |
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Senior Manager
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ASIC
Salary: EL 2
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Australia-Melbourne |
26 Nov |
| Improve governance standards and promote market confidence. |
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COMPLIANCE ASSISTANT OFFICER
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Axis Luxembourg
Salary: N/A
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Luxembourg |
27 Nov |
| Our client is a financial company |
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ECM/DCM Compliance Advisor
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Badenoch & Clark
Salary: £0-40000
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UK-London |
12 Nov |
| Leading investment bank seems ECM/DCM Compliance Advisor at the VP or Director level. |
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DYNAMIC SENIOR FUND ADMINISTRATOR
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Badenoch & Clark Luxembou...
Salary: bonus and benefits
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Luxembourg |
24 Nov |
| This position is focussed on maintaining a strong overview of the performance of the company's funds by 1. building strong wo... |
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Compliance Officer - AML
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Barclay Simpson
Salary: £Excellent Package + Hous...
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Qatar-Doha |
26 Nov |
| Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and... |
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Compliance Officer – Company Secretary
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Barclay Simpson
Salary: £Excellent Package + Hous...
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Qatar-Doha |
26 Nov |
| Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and... |
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Compliance Officer – Control Room
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Barclay Simpson
Salary: £Excellent Package + Hous...
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Qatar-Doha |
26 Nov |
| Our client is a leading and unique financial services organisation based in central Doha, Qatar. As they continue to grow and... |
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Risk Manager - Legal Operations
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Barclay Simpson
Salary: £60,000 - £65,000 baisc +...
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UK-London |
18 Nov |
| This leading financial services group are currently looking to recruit a new Risk Manager to develop and maintain an effectiv... |
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Director, Legal
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Barclay Simpson
Salary: Negotiable
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China-Hong Kong |
10 Nov |
| Leading, global Financial Services firm, with strong Insurance and Asset Management businesses within the Asia Pacific, they... |
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Director of Compliance & Legal - Brokerage/ Capital Markets
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Barclay Simpson
Salary: Negotiable & Flexible
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China-Hong Kong |
10 Nov |
| Outstanding opportunity for a well experienced, lawyer/ legal qualified Compliance and Legal director to head the Hong Kong o... |
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Country Head of AML
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Barclay Simpson Middle Ea...
Salary: AED Excellent Package + B...
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UAE-Dubai |
26 Nov |
| As one of the world’s premier banking groups, our client is going through a period of exciting change and is currently lookin... |
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Director, Compliance Officer – Fixed Income Trading
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Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
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USA-NY-New York City |
24 Nov |
| The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an... |
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VAT/Compliance Representative
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Bloomberg
Salary: Competitive + Benefits +...
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UK-London |
25 Nov |
The Role:
The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within... |
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Tradng Systems Account Manager
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Bloomberg
Salary: Competitive
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UK-London |
16 Nov |
| In this role, you will be managing accounts and providing solutions to our clients. You will have daily interaction with clie... |
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Compliance Professional
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Bloomberg
Salary: Competitive
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Singapore |
16 Nov |
| Bloomberg is looking for a compliance professional to join its Asian Compliance team in our Singapore office. |
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VIE 16 mois Compliance Officer Banque Privée
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BNP Paribas Luxembourg
Salary: nc
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Luxembourg |
17 Nov |
| VIE 16 mois Compliance Officer Banque Privée |
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Juriste dans l'équipe Master Agreements (H/F)
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CALYON
Salary: Competitive
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France-Paris |
27 Nov |
| Juriste dans l'équipe Master Agreements (H/F) |
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Global Markets Administration, Business Risk & Control
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Capital People
Salary: Competitive
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Japan-Tokyo |
25 Nov |
| A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo. |
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Chief Compliance Officer - Global Investment Advisor
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Capstone Investment Advis...
Salary: Salary plus Bonus
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USA-NY-New York City |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
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Internal Audit Manager - Dublin South - Perm
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CareerCompass
Salary: Basic + package
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Ireland-Dublin |
27 Nov |
| Internal Audit Manager required for high profile European company, with headquarters in Dublin South. |
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Country Head of Compliance – Global Investment Bank
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Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
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Australia-Sydney |
20 Nov |
| We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the... |
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Compliance Consultant
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Carnegie Consulting
Salary: competitive
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UK-London |
16 Nov |
| A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia... |
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Assistant Compliance Officer
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Castlestone Management Lt...
Salary: D.O.E
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UK-London |
27 Nov |
| You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE... |
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Investment Compliance Monitoring
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Change
Salary: £negotiable
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UK-Edinburgh |
24 Nov |
| Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor... |
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