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	Jobs: Compliance / Regulatory, Compliance / Legal Send me jobs like these:    By email    Australia Sydney, Melbourne, Canberra Asia Pacific Hong Kong, Singapore, Australia, Japan, China Europe UK, France, Ireland, more... North America USA, Canada Middle East & Africa UAE, Qatar, Saudi Arabia Search within these results Search all jobs Advanced search  1-30 of 231 Jobs Company Location Date Compliance Manager National Australia Bank Salary: TBA Australia-Melbourne 21 Nov At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... Regulatory Change Lawyer Macquarie Salary: Information not provided Australia-Sydney 21 Nov Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... AML Operations Manager Macquarie Salary: Information not provided Australia-Sydney 21 Nov An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. Country Head of Compliance – Global Investment Bank Carmichael Fisher Salary: $160K - $220K + Bonus (Ne... Australia-Sydney 20 Nov We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the... Investigator - EL 1 ASIC Salary: EL 1 Australia-Sydney 20 Nov Be at the forefront of a new regulatory regime Team Leader - EL 1 ASIC Salary: EL 1 Australia-Brisbane 20 Nov Be at the forefront of a new regulatory regime Director - Investment Banking Compliance Derwent Executive Recruit... Salary: Circa $200K Package plus... Australia-Sydney 19 Nov Leading Global Investment bank with strong compliance culture & reputation Manager- Customs PricewaterhouseCoopers Salary: Competitive Australia-Melbourne 18 Nov PricewaterhouseCoopers is a firm that values collaboration and diversity to ensure we offer our employees a unique experience... Compliance Manager - Financial Services Industry PricewaterhouseCoopers Salary: Competitive Australia-Melbourne 18 Nov PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne. Director - Operational Risk, Governance & Compliance PricewaterhouseCoopers Salary: Competitive Australia-Melbourne 18 Nov PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne. Risk Manager – Operational Risk Profusion Group Salary: Excellent remuneration ba... Australia-Sydney 17 Nov Fantastic career opportunity Compliance & Operational Risk Manager – Life Insurance Morgan McKinley Salary: Competitive Australia-Sydney 16 Nov Display strong analytical skills; involvement in the implementation of Risk Management Framework; Expand existing Life Insura... Compliance Officer – Controls and AML UBS Salary: Competitive Australia-Melbourne 16 Nov UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t... Compliance Officer UBS Salary: Competitive Australia-Sydney 16 Nov UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team. VP Compliance – Investment Banking Morgan McKinley Salary: Competitive Australia-Sydney 16 Nov Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com... Compliance Director – Fund Management Jon Michel Executive Sear... Salary: Excellent Australia-Sydney 16 Oct Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa... Head of Client Onboarding Macquarie Salary: Information not provided UK-London 21 Nov This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the... Risk Analyst - Asset Management - Latentzero - London/City Saul & Partners Salary: Up to £45K + Bonus + Bene... UK-London 21 Nov Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo... SENIOR MANAGER - PRUDENTIAL TEAM Incarter International Lt... Salary: Excellent for the best ca... UK-London 21 Nov Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f... Chief Compliance Officer - Global Investment Advisor Capstone Investment Advis... Salary: Salary plus Bonus USA-NY-New York City 20 Nov Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location. Compliance & AML Officer Maxis Securities Ltd Salary: Plus Benefits UK-London 20 Nov A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of... Institutional Brokerage Compliance Associate Susquehanna International... Salary: Commensurate with experie... USA-NY-New York City 20 Nov fixed income compliance corporate bonds Fixed Income Compliance Analyst Morgan Stanley Salary: not disclosed USA-NY-White Plains 20 Nov See job description below Alternatives Investment Group and Structured Investments Compliance Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Compliance Assessment - Analyst Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Head of Operations Compliance Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Fixed Income Regulatory Oversight/Surveillance Officer Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Sales and Trading Compliance Strategic Projects Associate Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Head of Interest Rate and Currency Products Compliance Morgan Stanley Salary: not disclosed USA-NY-New York City 20 Nov See job description below Jobs: Compliance / Regulatory (1-30 of 231 Jobs)   Page   1, 2, 3, 4, 5, 6, 7, 8   Next >